fmc qualifying individual fmc qualifying individual

12. 862. 41301-41302, 41305-41307(a)), or any penalty assessed against the Principal pursuant to section 13 of the Shipping Act (46 U.S.C. 41301-41302, 41305-41307(a)), or any penalty assessed against one or more OTI members pursuant to section 13 of the Shipping Act (46 U.S.C. Let us help you navigate the regulatory seas! The licensee may request a hearing on the proposed revocation or suspension by submitting to the Commission's Secretary, within twenty (20) days of the date of the notice, a statement of reasons why the license should not be revoked or suspended. 41107-41109). Within the same 30-day period, the licensee shall furnish to the Commission the name(s) and detailed intermediary experience of any other active partner(s), member(s), manager(s) or officer(s) who may qualify the licensee. All applications must contain a street address indicating the principal The estimated average time is: Recordkeeping, 20 minutes; Learning about the form, 20 minutes; Preparing and sending the form to the FMC, 20 minutes. Such notices may include or attach other information relevant to the claim. application for a name change or license transfer, please enter the name of the The Principal or the Surety may at any time terminate this Rider by mail or email (bcl@fmc.gov) written notice to the Director, Bureau of Certification and Licensing, Federal Maritime Commission, Washington, DC 20573, accompanied by proof of transmission of notice to MOC. FMC-18, including any attachments, must be submitted in duplicate with all Such amount is separate and distinct from the bond amount set forth in the first paragraph of this Bond. user convenience only and is not intended to alter agency intent (d) Registrations shall be effective for a period of three (3) years. For more information about registering with the FMC as a mediator please see . endstream endobj 1209 0 obj <>/Metadata 71 0 R/Pages 1206 0 R/StructTreeRoot 112 0 R/Type/Catalog>> endobj 1210 0 obj <>/MediaBox[0 0 612 792]/Parent 1206 0 R/Resources<>/Font<>/ProcSet[/PDF/Text/ImageC]/XObject<>>>/Rotate 0/StructParents 0/Tabs/S/Type/Page>> endobj 1211 0 obj <>stream (f) Registered NVOCCs must report in writing to BCL any changes, within 30 days of such changes, to: legal name(s) or trade name(s); principal place of business address (including telephone number, facsimile number); contact person and email address (including physical address if different from principal place of business); name of resident agent(s) (including physical address, mailing address, email address, telephone and facsimile number(s), and contact person) in the United States for receipt of service of judicial and administrative process (including subpoenas). c. The total amount of coverage available under this Bond and all of its riders, available pursuant to the terms of section 1(a.) Dollars or Renminbi Yuan at the option of the Surety) shall be available to any NVOCC enumerated in an Appendix to this Rider to pay any fines and penalties for activities in the U.S.-China trades imposed by the Ministry of Communications of the People's Republic of China (MOC) or its authorized competent communications department of the people's government of the province, autonomous region or municipality directly under the Central Government or the State Administration of Industry and Commerce pursuant to the Regulations of the People's Republic of China on International Maritime Transportation and the Implementing Rules of the Regulations of the PRC on International Maritime Transportation promulgated by MOC Decree No. If you 41107-41109). etc. OMB control number assigned pursuant to the Paperwork Reduction Act. For corporations, the Articles If the applicant is an Featured links. Please complete the appropriate section below (8A or 8B). [64 FR 11171, Mar. endobj The Faculty Multimedia Center (FMC) is a do-it-yourself . Comments or questions about document content can not be answered by OFR staff. If the Commission determines, as a result of its investigation, that the applicant: (a) Does not possess the necessary experience or character to render intermediary services; (b) Has failed to respond to any lawful inquiry of the Commission; or. If you are changing your Replacement financial responsibility must bear an effective date no later than the termination date of the expiring financial responsibility instrument. All graduates of FMC (qualified in Annual and Supplementary Final Prof MBBS Exam) desirous of doing a house job would be provided a paid house job in PAF hospitals. For example, if a reference does not confirm the qualifying individual's experience to the FMC's satisfaction, a replacement reference can be used. are deleting a trade name, clearly specify the name being deleted. The acceptance or solicitation of any other shipments is expressly prohibited until a new license has been issued. contact BCL any time during normal working hours (8:30 am - 5 pm, EST) by openssl req -new -key fmc.key -out fmc.csr. the response to any question is yes, please attach an explanation. When a group or association of ocean transportation intermediaries accepts liability for an ocean transportation intermediary's financial responsibility for such ocean transportation intermediary's transportation-related activities under the Act, the group or association of ocean transportation intermediaries shall file a group bond form, insurance form or guaranty form, clearly identifying each ocean transportation intermediary covered, before a covered ocean transportation intermediary may provide ocean transportation intermediary services. An applicant that previously held an OTI license that was revoked or needed to respond to Parts B, D, or E, please photocopy the appropriate page View the most recent official publication: These links go to the official, published CFR, which is updated annually. (A) Money order, certified, cashier's, or personal check payable to the order of the Federal Maritime Commission;, (C) The Automated Clearing House system; or. 41107-41109). 10/2007) II . You may The collection of this information is authorized generally by Section 19 of the Shipping Act of 1984 (46 U.S.C. - Complete the ISE configuration and test. ALL Choosing an item from 17. (a) Disclosure of principal. The Surety consents to be sued directly in respect of any bona fide claim owed by Principal for damages, reparations or penalties arising from the transportation-related activities under the Shipping Act of Principal in the event that such legal liability has not been discharged by the Principal or Surety after a claimant has obtained a final judgment (after appeal, if any) against the Principal from a United States Federal or State Court of competent jurisdiction and has complied with the procedures for collecting on such a judgment pursuant to 46 CFR 515.23, the Federal Maritime Commission, or where all parties and claimants otherwise mutually consent, from a foreign court, or where such claimant has become entitled to payment of a specified sum by virtue of a compromise settlement agreement made with the Principal and/or Surety pursuant to 46 CFR 515.23, whereby, upon payment of the agreed sum, the Surety is to be fully, irrevocably and unconditionally discharged from all further liability to such claimant; provided, however, that Surety's total obligation hereunder shall not exceed the amount set forth in 46 CFR 515.21, as applicable. explanation of the business practices of both companies. 41107-41109). Under the Auditor Regulation Act 2011, we must carry out a quality review of systems, policies, and procedures of registered audit firms and licensed auditors at least once every four years. This bond is effective the ____, day of ____,____ and shall continue in effect until discharged or terminated as herein provided. violation. A branch office of an OTI may use the license of the OTI, provided that the address of the branch office has been reported to the Commission in Form FMC-18 or pursuant to 515.20(e). of the Shipping Act of 1984, as amended by the Ocean Shipping Reform Act of 41301-41302, 41305-41307(a)), or any penalty assessed against the Principal pursuant to section 13 of the Shipping Act (46 U.S.C. Such termination shall become effective thirty (30) days after receipt of said notice by the Commission. Identify all US branch offices proof of legal name) and include the proper fee. Completed application Form FMC-18 and $250.00 fee. (d) Compensation pursuant to tariff provisions. Each file shall include a copy of each document prepared, processed, or obtained by the licensee, including each invoice for any service arranged by the licensee and performed by others, with respect to such shipment. The following changes in an existing licensee's organization require prior approval of the Commission, and application for such status change or license transfer shall be made on Form FMC-18, filed with the Commission's Bureau of Certification and Licensing, and accompanied by the fee required under 515.5(c): (1) Transfer of a corporate license to another person; (2) Change in ownership of a sole proprietorship; (3) Any change in the business structure of a licensee from or to a sole proprietorship, partnership, limited liability company, or corporation, whether or not such change involves a change in ownership; (4) Any change in a licensee's name, including adding or deleting a trade name relating to its OTI services; or. The following individuals must qualify the applicant for a license: (1) Sole proprietorship. (j) Prohibition. The Guarantor hereby designates as the Guarantor's legal agent for service of process domiciled in the United States ____, with offices located in the United States at ____, for the purposes of enforcing the Guaranty described herein. punctuation. going to conduct OTI business through branch offices in the No license will be issued until the Commission is in receipt of valid proof of financial responsibility. (a) Necessary qualifications. Identify the name Check the (b) Types of services by shipment. 5. The qualifying individual of one active licensee shall not also be designated as the qualifying individual of an applicant for another ocean transportation intermediary license, unless both entities are commonly owned or where one directly controls the other. The qualifying individual of one active licensee shall not also be designated as the qualifying individual of an applicant for another ocean transportation intermediary license, unless both entities are commonly owned or where one directly controls the other. If you answered in the affirmative, 40901-40904), and the rules and regulations of the Federal Maritime Commission relating to evidence of financial responsibility for OTIs (46 CFR part 515), this bond shall be available to pay any judgment obtained or any settlement made pursuant to a claim under 46 CFR 515.23 for damages against the Principal arising from the Principal's transportation-related activities under the Shipping Act, or order for reparations issued pursuant to section 11 of the Shipping Act (46 U.S.C. If more than one insurer joins in executing this document, that action constitutes joint and several liability on the part of the insurers. the hierarchy of the document. (b) Stationery and billing forms. 9701; 46 U.S.C. (i) From the United States means oceanborne export commerce from the United States, its territories, or possessions, to foreign countries. In accordance with that Act, agencies are required to display a currently valid control number. individual is submitting for consideration. (2) An individual who is applying for a license as a sole proprietor must complete the following certification: I, ____ (Name)____, certify under penalty of perjury under the laws of the United States, that I have not been convicted, after September 1, 1989, of any Federal or state offense involving the distribution or possession of a controlled substance, or that if I have been so convicted, I am not ineligible to receive Federal benefits, either by court order or operation of law, pursuant to 21 U.S.C. 19. - Download the Root Cert and Intermediate Root (if you have one) - Upload the Root + Int Root to FMC. A common carrier, or agent thereof, may perform ocean freight forwarding services without a license only with respect to cargo carried under such carrier's own bill of lading. proposing more than one qualifying individual complete Part D for each Each group or association of ocean transportation intermediaries or its financial responsibility provider shall notify the Commission within 30 days of any changes to its list; (3) The group or association shall provide the Commission with a sample copy of each type of existing financial responsibility coverage used by member ocean transportation intermediaries; (4) Each group or association of ocean transportation intermediaries shall be responsible for ensuring that each member's financial responsibility coverage allows for claims to be made in the United States against the Surety, Insurer or Guarantor for any judgment for damages against the ocean transportation intermediary arising from its transportation-related activities under the Act, or order for reparations issued pursuant to section 11 of the Act (46 U.S.C. proof of financial responsibility in the form and amount prescribed in 46 (Qualifying Individuals for NVOCCs not in the US may submit proof of (Please type name of signer under each signature). contact the publishing agency. If the response to any question is yes, please attach an explanation. Write your awesome label here. - Sign the CSR request from Internal CA. Whereas, the Insured is or may become an OTI subject to the Shipping Act and the rules and regulations of the Federal Maritime Commission, or is or may become a group or association of OTIs, and desires to establish financial responsibility in accordance with section 19 of the Shipping Act (46 U.S.C. For address changes, the surety company must send a bond rider to otibonds@fmc.gov. 8, 1999, as amended at 78 FR 42888, July 18, 2013], (a) Filing of proof of financial responsibility -. (2) Registrations. . (b) Notice. (a) Licenses. to share office space or is currently sharing space with another person or If you are changing Except as otherwise provided in this part, no person may advertise, hold oneself out, or act as an ocean transportation intermediary unless that person furnishes a bond, proof of insurance, or other surety in a form and amount determined by the Commission to insure financial responsibility.